美国证券交易委员会提议扩大注册基金可适用交叉交易规则的证券范围

1. 核心事实剥离

• 事件本质：SEC 提议修订 1940 年《投资公司法》下的"交叉交易规则"，拟扩大可适用该规则（允许注册基金与其关联方在符合条件下进行证券交易）的证券范围〔SRC:"The Securities and Exchange Commission today proposed amendments to the Investment Company Act 'cross-trading rule,' which permits transactions in securities between a registered fund and its affil